Glossary term

Segregation of duties

Segregation of duties is a control principle that divides incompatible responsibilities among different authorized people or roles. In procurement, an organization may separate requesting, supplier creation, evaluation, approval, receipt, invoice resolution, and payment activities. The exact conflicts and compensating controls depend on risk and operating context; system roles must align with the approved control design.

Segregation of duties is a control principle that divides incompatible responsibilities among different authorized people or roles. In procurement, an organization may separate requesting, supplier creation, evaluation, approval, receipt, invoice resolution, and payment activities. The exact conflicts and compensating controls depend on risk and operating context; system roles must align with the approved control design.

In plain English

It reduces control risk by keeping one person from controlling every critical step.

Illustrative example

At Northstar Industrial Systems, the person who creates a supplier record cannot also approve that supplier and release a related payment without separate authorization.

Related terms
Role-based access control; Approval workflow; Access control; Audit trail
Lifecycle stages
All stages
Stakeholders
Audit; Finance; Procurement; IT and Security

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